Asset Management Awards

Past performance is not indicative of future results.

1. Asian Private Banker Asset Management Awards for Excellence are issued by Asian Private Banker in the year specified, reflecting product performance, business performance, service competency, branding and marketing as at the previous calendar year end.

2. The Citywire Asia Fund Manager Award are issued by Citywire Asia in the year specified, reflecting performance of the past three years as at the previous calendar year end.

3. The Fund Selector Asia Awards are issued by Fund Selector Asia in the year specified, based on volatility and consistency of performance as well as fund selector choices for the three-year period ending 30 June of the previous calendar year.

4. Refinitiv Lipper Fund Awards Hong Kong 2019-2020 are issued by Lipper of Refinitiv in the year specified, reflecting performance as at the previous calendar year end. Awards for 2018 or before are named the "Thomson Reuters Lipper Fund Awards Hong Kong/Lipper Hong Kong Fund Awards", issued by Thomson Reuters. For details of methodology, please refer to www.lipperfundawards.com/Awards/HongKong.

5. Morningstar Awards are issued by Morningstar in the year specified, based on the fund’s category-relative performance and risk over 1 year, 3 years and 5 years as at the previous calendar year end. For details of methodology, please refer to https://go.morningstar.com/Morningstar-Awards.

6. Benchmark Fund of The Year Awards are issued by Benchmark in the year specified, reflecting performance as at 30 September of previous year.

7. Benchmark - Manager of the Year - The Manager of the Year Awards have been granted to the individuals who have led their team to outstanding performances over the consistency of three-year and five-year performances, against the benchmark and their peers, and how they have managed their mandates with excellent stewardship in safeguarding shareholders’ capital, grew the size of the fund/mandate without compromising safety and returns.

8. Benchmark – House awards - The House Awards have been granted to the companies based on their merits of achievement in five major pillars: (1) Overall Philosophy And Process; (2) Approach to Securities Selection; (3) Approach to Portfolio Composition; (4) Process for Portfolio Monitoring and Risk Management; (5) Environmental, Social & Governance (ESG).

9. China Overseas Fund Golden Bull Awards are issued by China Securities Journal in the year specified, reflecting performance of the past three-year period as at the previous calendar year end.

Past performance is not indicative of future results.

1. Asian Private Banker Asset Management Awards for Excellence are issued by Asian Private Banker in the year specified, reflecting product performance, business performance, service competency, branding and marketing as at the previous calendar year end.

2. The Citywire Asia Fund Manager Award are issued by Citywire Asia in the year specified, reflecting performance of the past three years as at the previous calendar year end.

3. The Fund Selector Asia Awards are issued by Fund Selector Asia in the year specified, based on volatility and consistency of performance as well as fund selector choices for the three-year period ending 30 June of the previous calendar year.

4. Refinitiv Lipper Fund Awards Hong Kong 2019-2020 are issued by Lipper of Refinitiv in the year specified, reflecting performance as at the previous calendar year end. Awards for 2018 or before are named the "Thomson Reuters Lipper Fund Awards Hong Kong/Lipper Hong Kong Fund Awards", issued by Thomson Reuters. For details of methodology, please refer to www.lipperfundawards.com/Awards/HongKong.

5. Morningstar Awards are issued by Morningstar in the year specified, based on the fund’s category-relative performance and risk over 1 year, 3 years and 5 years as at the previous calendar year end. For details of methodology, please refer to https://go.morningstar.com/Morningstar-Awards.

6. Benchmark Fund of The Year Awards are issued by Benchmark in the year specified, reflecting performance as at 30 September of previous year.

7. Benchmark - Manager of the Year - The Manager of the Year Awards have been granted to the individuals who have led their team to outstanding performances over the consistency of three-year and five-year performances, against the benchmark and their peers, and how they have managed their mandates with excellent stewardship in safeguarding shareholders’ capital, grew the size of the fund/mandate without compromising safety and returns.

8. Benchmark – House awards - The House Awards have been granted to the companies based on their merits of achievement in five major pillars: (1) Overall Philosophy And Process; (2) Approach to Securities Selection; (3) Approach to Portfolio Composition; (4) Process for Portfolio Monitoring and Risk Management; (5) Environmental, Social & Governance (ESG).

9. China Overseas Fund Golden Bull Awards are issued by China Securities Journal in the year specified, reflecting performance of the past three-year period as at the previous calendar year end.

Past performance is not indicative of future results.

1. Asian Private Banker Asset Management Awards for Excellence are issued by Asian Private Banker in the year specified, reflecting product performance, business performance, service competency, branding and marketing as at the previous calendar year end.

2. The Citywire Asia Fund Manager Award are issued by Citywire Asia in the year specified, reflecting performance of the past three years as at the previous calendar year end.

3. The Fund Selector Asia Awards are issued by Fund Selector Asia in the year specified, based on volatility and consistency of performance as well as fund selector choices for the three-year period ending 30 June of the previous calendar year.

4. Refinitiv Lipper Fund Awards Hong Kong 2019-2020 are issued by Lipper of Refinitiv in the year specified, reflecting performance as at the previous calendar year end. Awards for 2018 or before are named the "Thomson Reuters Lipper Fund Awards Hong Kong/Lipper Hong Kong Fund Awards", issued by Thomson Reuters. For details of methodology, please refer to www.lipperfundawards.com/Awards/HongKong.

5. Morningstar Awards are issued by Morningstar in the year specified, based on the fund’s category-relative performance and risk over 1 year, 3 years and 5 years as at the previous calendar year end. For details of methodology, please refer to https://go.morningstar.com/Morningstar-Awards.

6. Benchmark Fund of The Year Awards are issued by Benchmark in the year specified, reflecting performance as at 30 September of previous year.

7. Benchmark - Manager of the Year - The Manager of the Year Awards have been granted to the individuals who have led their team to outstanding performances over the consistency of three-year and five-year performances, against the benchmark and their peers, and how they have managed their mandates with excellent stewardship in safeguarding shareholders’ capital, grew the size of the fund/mandate without compromising safety and returns.

8. Benchmark – House awards - The House Awards have been granted to the companies based on their merits of achievement in five major pillars: (1) Overall Philosophy And Process; (2) Approach to Securities Selection; (3) Approach to Portfolio Composition; (4) Process for Portfolio Monitoring and Risk Management; (5) Environmental, Social & Governance (ESG).

9. China Overseas Fund Golden Bull Awards are issued by China Securities Journal in the year specified, reflecting performance of the past three-year period as at the previous calendar year end.

Past performance is not indicative of future results.

1. Asian Private Banker Asset Management Awards for Excellence are issued by Asian Private Banker in the year specified, reflecting product performance, business performance, service competency, branding and marketing as at the previous calendar year end.

2. The Citywire Asia Fund Manager Award are issued by Citywire Asia in the year specified, reflecting performance of the past three years as at the previous calendar year end.

3. The Fund Selector Asia Awards are issued by Fund Selector Asia in the year specified, based on volatility and consistency of performance as well as fund selector choices for the three-year period ending 30 June of the previous calendar year.

4. Refinitiv Lipper Fund Awards Hong Kong 2019-2020 are issued by Lipper of Refinitiv in the year specified, reflecting performance as at the previous calendar year end. Awards for 2018 or before are named the "Thomson Reuters Lipper Fund Awards Hong Kong/Lipper Hong Kong Fund Awards", issued by Thomson Reuters. For details of methodology, please refer to www.lipperfundawards.com/Awards/HongKong.

5. Morningstar Awards are issued by Morningstar in the year specified, based on the fund’s category-relative performance and risk over 1 year, 3 years and 5 years as at the previous calendar year end. For details of methodology, please refer to https://go.morningstar.com/Morningstar-Awards.

6. Benchmark Fund of The Year Awards are issued by Benchmark in the year specified, reflecting performance as at 30 September of previous year.

7. Benchmark - Manager of the Year - The Manager of the Year Awards have been granted to the individuals who have led their team to outstanding performances over the consistency of three-year and five-year performances, against the benchmark and their peers, and how they have managed their mandates with excellent stewardship in safeguarding shareholders’ capital, grew the size of the fund/mandate without compromising safety and returns.

8. Benchmark – House awards - The House Awards have been granted to the companies based on their merits of achievement in five major pillars: (1) Overall Philosophy And Process; (2) Approach to Securities Selection; (3) Approach to Portfolio Composition; (4) Process for Portfolio Monitoring and Risk Management; (5) Environmental, Social & Governance (ESG).

9. China Overseas Fund Golden Bull Awards are issued by China Securities Journal in the year specified, reflecting performance of the past three-year period as at the previous calendar year end.