Stock Broking

UBS Securities India Private Limited is a Securities and Exchange Board of India (SEBI) registered stock broker and holds membership on the following Exchanges:

  • National Stock Exchange of India Limited ("NSE") as a trading member on the Capital Market segment and as a trading and clearing member on the Futures and Options segment and Currency Derivatives segment.
  • Bombay Stock Exchange Limited ("BSE") as a trading member on the Cash Market segment.

Attention Investors

Prevent Unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day .......... Issued in the interest of investors

Attention Investors

  1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
  2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
  3. Pay 20% upfront margin of the transaction value to trade in cash market segment.
  4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
  5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.
    .......... Issued in the interest of Investors
Securities and Exchange Board of India (SEBI) Stock Broker Investors Charterpdf, 707 KB

Investor Complaints Data Stock Broking

Investor Grievance id. “igindia@ubs.com"

Filing Complaints on SCORES- Easy & quick
a. Register on SCORES portal
b. Mandatory details for filing complaints on SCORES:

i. Name,PAN,Address,Mobile Number, Email ID

c. Benefits:

i. Effective Communication
ii. Speedy redressal of the grievances

For any queries, feedback or assistance please contact SEBI Office on Toll Free Helpline at 1800 227575/ 18002667575

    Online Dispute Redressal (ODR)

    An investor/client shall first take up his/her/their grievance with the UBSSI by lodging a complaint directly. If the grievance is not redressed satisfactorily, the investor/client may, in accordance with the SCORES guidelines, escalate the same through the SCORES Portal in accordance with the process laid out therein. After exhausting these options for resolution of the grievance, if the investor/client is still not satisfied with the outcome, he/she/they can initiate dispute resolution through the Online Dispute Redressal (ODR). Link for ODR is https://smartodr.in/login

    Client Registration Documents & Advisory on KYC

    Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this material, other than personal viewing, without UBS's prior written permission is strictly prohibited.

    Materials made available on this page may be prepared by third parties independent of UBS. UBS is not liable for, and does not accept any liability in respect the content and/or accuracy of any materials prepared by any third parties.

      Registered address

      2/F 3 North Avenue, Maker Maxity
      Bandra Kurla Complex, Bandra (E)
      Mumbai 400 051

      Corporate Identification nos (CIN): U67120MH1996PTC097299

      Tel: (91 22) 6155 6000
      Fax: (91 22) 6155 6290

      SEBI Registration Numbers

      NSE (Capital Market Segment); NSE (F&O Segment); BSE (Cash Market Segment): INZ000259830

      Compliance Officer details

      Parameshwaran Shivaramakrishnan
      Tel: +91-22-61556151
      email:parameshwaran.s@ubs.com

       

       

      Fraud Alert

      We have been made aware of scams where unauthorized and unrelated persons purporting to be UBS personnel are approaching members of the public via calls, emails, instant messaging, or social media channels to pitch for a fraudulent investment scheme, to obtain personal information, or to provide unauthorized payment confirmation. UBS would like to remind our clients and members of the public that our emails always come from addresses in the form of “@ubs.com” only. We typically do not conduct business via text or instant messaging (such as WhatsApp) or social media platforms. If you are unable to verify the authenticity of such messages, platforms, or persons’ identities and confirm their connection with UBS, please do not provide your personal/corporate data or respond to any fund transfer request. Please do not open hyperlinks, attachments and QR codes from any unfamiliar sources.

      What to do if you have become a victim of fraud

      If you suspect you are a victim of fraud, please file a report with your local police.

      Tips to protect yourself against becoming a victim of fraud

      Visit UBS CyberSafe to learn more about Cyber Risks and how to better protect yourself.

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