UBS Workplace Voice report

This communication is issued by UBS and/or its subsidiaries and/or its affiliates ("UBS", "We").

In the context of this form, we collect and process the information which is requested in the fields therein ("Personal Data"). We collect and process your Personal Data for the purpose of engaging in prospecting and business development and / or protecting and enhancing the UBS brand (the ""Purpose""). Based on your consent, UBS may collect details of your interaction with e-mails that we send to you for client relationship management and / or business development purposes (such as whether you open e-mails and what content you are interested in), including to evaluate whether and how we may offer products, services and events that may be of interest to you.

California Residents Only – Notice at Collection: The types and categories of Personal Data we collect (e.g., identifiers, commercial information), the purposes for which it is collected (e.g. legal or regulatory obligations, business or commercial functions), and the third parties with whom we share the Personal Data (e.g. affiliates, insurers), may vary based on our relationship with you. Please refer to the CCPA Privacy Notice linked here for further information about our collection and use of your personal information including your right to opt out of the sale or sharing of personal information. We do not sell California residents’ Personal Data, and we do not share your personal information for cross-contextual behavioral advertising purposes.

Your Personal Data may be shared with and processed by UBS Group companies and service providers to carry out the Purpose. We will retain your Personal Data for as long as required to fulfil the Purpose.

For more information about how UBS processes your data including how we protect your data, your rights in respect of your data and contact details of the Group DP Office, please refer to our Privacy statement.

As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. For more information, please review the PDF document at ubs.com/relationshipsummary (PDF, 298 KB).