Advice Built on experience
Ken began his career over thirty years ago with Smith Barney and its predecessor firms (EF Hutton, Shearson Lehman Brothers), and after careful consideration, moved to UBS in August of 2010. Ken was accepted into the Portfolio Management Program, a privilege granted to select financial advisors who have met certain prescribed educational, compliance and investment management standards.
Ken describes himself as an investment consultant committed to always striving to provide the utmost in service and performance for each of his clients. By offering solid experience and the tools of a major service firm, he can guide clients through the investment maze. He prides himself on always acting honestly, with integrity and in the best interest of his clients, so that each would be proud to recommend him to their friends and family.
As a youth, Ken was an Eagle Scout and has carried those ideals into his adult life by being active in many community activities. He is a member and past master of Wadsworth Masonic Lodge #417, a member of Ancient Scottish Rite Valley of Albany, a member of Cyprus Shrine, a member and past president of the Capital District Business Leaders, a member and Lay Eucharistic Minister of St. Stephen's Episcopal Church, past coach of youth soccer, baseball and basketball, and is a 2004 Inductee to the Albany Twilight Baseball League Hall of Fame.
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Financial Advisor |
Albany, NY |
August 2010 - Present |
Smith Barney |
Financial Advisor |
Albany, NY |
October 1980 - August 2010 |
Education
- Business Degree, Mercyhurst College
Licenses
- Health and Life Insurance
- Series 7, General Securities Representative
- Disability Insurance
- Series 63, Uniform Securities Agent; Series 65, Uniform Investment Adviser
- Long Term Care
Personal & Community
- Member, Capital District Business Leaders
- Member, St. Stephen's Episcopal Church
- Active member, Wadsworth Masonic Lodge #417, Ancient Accepted Scottish Rite Valley of Albany, Cyprus Shrine
- Member, Colonie Senior Basketball League
- 2004 Hall of Fame Inductee to the Albany Twilight Baseball League
Registered States:
AZ, CA, CO, CT, DE, FL, GA, IA, ID, IL, KS, MA, MD, ME, MI, MO, NC, NH, NJ, NM, NV, NY, OH, PA, RI, SC, TN, TX, UT, VA, WI