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Codes and Rules

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Code of Conduct – B3
Code of Ethics - UBS Brazil Broker Dealer
Cyber Security
Internal Rules - B3 CETIP segment
Online security
Procedures for custodia transfer
Request for Transfer of Custody Assets 1
Request for Transfer of Custody Assets 2
Rules and Parameters (April 2024) - UBS Brazil Broker Dealer
Rules, procedures and description of internal controls - CVM Resolution 161
Securities Subscription and Trading Policy
Summary of Internal Guidelines – Research
Transparency on Remuneration

Rules and Parameters - previous versions

Rules and Parameters (December 2023) - UBS Brazil Broker Dealer
Rules and Parameters (November 2023) - UBS Brazil Broker Dealer
Rules and Parameters (2023) - UBS Brazil Broker Dealer
Rules and Parameters (2021) - UBS Brazil Broker Dealer
Rules and Parameters (2019) – UBS Brazil Broke Dealer
Rules and Parameters (2016) - UBS Brazil Broker Dealer

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