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AG via the internet and distributed to
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Nevertheless, in order to maintain
discretion, please do not include any
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accept any instructions for business
transactions such as the opening of
accounts, payment orders, trading
orders, revocations of orders or
authorizations, blocking of credit
cards, changes of address, etc. Please
contact the appropriate office or your
client advisor for such transactions.
By providing your telephone number and/or
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the ability of UBS to advise you on your
financial questions, UBS will provide
your contact information to a trusted
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publicly available information about
you. This information will be for UBS
internal use only and will not be shared
in any way outside of the company.
Please note: The use of e-mail can
involve substantial risks such as lack
of confidentiality, potential
manipulation of contents or sender's
address, wrong recipient, viruses etc.
UBS assumes no responsibility for any
loss or damage resulting from the use of
e-mails. UBS recommends in particular
that you do not send any sensitive
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details of the previous message in any
reply, and that you enter e-mail
addresses manually every time you write
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As a firm providing wealth management
services to clients, UBS Financial
Services Inc. offers investment advisory
services in its capacity as an
SEC-registered investment adviser and
brokerage services in its capacity as an
SEC-registered broker-dealer. Investment
advisory services and brokerage services
are separate and distinct, differ in
material ways and are governed by
different laws and separate
arrangements. It is important that
clients understand the ways in which we
conduct business, that they carefully
read the agreements and disclosures that
we provide to them about the products or
services we offer. A small number of our
financial advisors are not permitted to
offer advisory services to you, and can
only work with you directly as UBS
broker-dealer representatives. Your
financial advisor will let you know if
this is the case and, if you desire
advisory services, will be happy to
refer you to another financial advisor
who can help you. Our agreements and
disclosures will inform you about
whether we and our financial advisors
are acting in our capacity as an
investment adviser or broker-dealer. For
more information, please review the PDF
document at ubs.com/relationshipsummary.
