Regulatory Directory
- Central Securities Depositaries Regulation
- Dodd Frank
- DMA Terms and Conditions
- Equity Clearing and Execution
- European Market Infrastructure Regulation (EMIR)
- EU Shareholder Rights Directive II
- Execution and Order Handling Policies and Information
- FATCA
- FICC Markets Standards Board (FMSB) Adherence Process
- Futures Commission Merchant (FCM) Information for UBS Financial Services Inc
- Futures Commission Merchant (FCM) Information for UBS Securities LLC
- Global Banking Disclaimer
- Global Financing Services
- Global Markets Best Execution - Hong Kong & Singapore
- Global Sales and Trading Disclaimer
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How we use your data
- Investment Bank Terms and Conditions and MiFID
- LIBOR
- North America T+1 Settlement (NA T+1)North America T+1 Settlement
- Protocol Adherence
- SEC Security-Based Swaps Regulatory Regime
- SFTR
- Short Selling
- Swiss Financial Services Act (FinSA)
- Terms and Conditions (Turkish)
- UBS Australia Disclosures
- UBS ERISA Service Disclosure
- UBS Execution Hub
- UBS Investment Bank SEC disclosures
- UBS Securities India Private Limited
- UMR
- US Municipal Securities Rulemaking Board (MSRB) G-10 Rule Disclosure
- Valuations Disclaimerlink to Valuations Disclaimer page
Access the Credit Suisse regulatory documents
Access the Credit Suisse regulatory documents
Listed below are Execution and Order Handling policies and information for a number of jurisdictions where UBS executes.
Listed below are Execution and Order Handling policies and information for a number of jurisdictions where UBS executes.
