MiFID II Best Execution Reports

   

The reports on this page relate to the MiFID II Best Execution reporting requirements as articulated in RTS 27 and RTS 28.

Please contact your usual UBS Sales or Trading contact in the event of any questions.

Top 5 Venue / Broker Report

2022

The Top 5 Venue/Broker report is for professional clients and non-securities financing transactions (SFT).

Investment Bank, UBS Europe SE

Top 5 Report 

UBS Europe SE(CSV, 9 KB)

UBS IB Qualitative Assessment

pdf(PDF, 377 KB)

Quality of Execution Report

UBS would like to notify Quality of Execution report users that, given the complexity of the reporting process and the very high volumes of data involved, there are a number of data quality issues in the reports. In particular the data sets for FX, Rates & Credit and Equity derivatives are not fully complete and certain data attributes may not be accurate in all cases (e.g. order / RFQ sizes for some bond products) or may have been omitted where they are potentially misleading (e.g. inconsistent timestamps) and certain data outages may have affected the completeness of the report. UBS is working to improve the quality of subsequent reports and advise report users speak to their usual Sales contacts if they wish to discuss the reports in more detail.

Q3 2021

Please note that our CSV files are tilde delimited.

Investment Bank, UBS Europe SE

Quality of Execution Report (Cash Equities non-ETF's)

UBSL-UBSI-Q3-21 (CEQ non ETF)

Quality of Execution Report (Others)

UBSL-UBSI-Q3-21-T1

UBSL-UBSI-Q3-21-T2

UBSL-UBSI-Q3-21-T3

UBSL-UBSI-Q3-21-T4

UBSL-UBSI-Q3-21-T5

UBSL-UBSI-Q3-21-T6

UBSL-UBSI-Q3-21-T9

Please see: www.ubs.com/ibterms.

This information is not a solicitation to engage in investment activity in any jurisdiction.