Following completion of the merger of UBS AG and Credit Suisse AG, Credit Suisse AG’s business was transferred to UBS AG, and Credit Suisse AG ceased to exist. At this time however, the two entities did not operationally merge and, as a result, we continue to have two sets of operational infrastructure and processes during this transitionary period.
Consequently UBS AG is now the sole parent entity and all direct subsidiaries of Credit Suisse AG have become direct subsidiaries of UBS AG, and all branches of Credit Suisse AG have been absorbed into existing or established as new branches of UBS AG (as the case may be). As such, Credit Suisse AG’s branches have been renamed as UBS Branches, with the exceptions of Credit Suisse AG, Taipei Securities Branch and Credit Suisse AG Shanghai Branch.
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Disclosure of SEC-Required Order Execution Information
Disclosure of SEC-Required Order Execution Information
Public review of the monthly statistical reports in compliance with SEC Rule 605 is available on https://bestex.credit-suisse.com/index.html.
Disclosure of SEC-Required Order Routing Information
Disclosure of SEC-Required Order Routing Information
Public review of the quarterly statistical reports in compliance with SEC Rule 606 is available on https://bestex.credit-suisse.com/cs-606-A1-reports.html.
Additional information regarding these SEC rules may be obtained from www.sec.gov or www.finra.org.