Management transactions 2008
Background information
Background information
Transactions from May 26, 2008 through June 9, 2008 include the exercise and sale of Subscription Rights received in UBS's rights offering. Please note in this connection that the Quantity shown below for each of these transactions is the number of Registered Shares purchased in the case of an exercise of Subscription Rights, or the number of Subscription Rights sold in the case of a sale.
Date of transaction | Date of transaction | Name and function of individual* | Name and function of individual* | Type of transaction | Type of transaction | Type of securities | Type of securities | Quantity | Quantity | Price | Price | Amount | Amount |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Date of transaction | 31-Dec-08 | Name and function of individual* | Sergio Marchionne, non-executive Member of the Board of Directors | Type of transaction | Purchase | Type of securities | Registered Shares | Quantity | not yet known | Price | not yet known | Amount | CHF 387'500.00 |
Date of transaction | 24-Dec-08 | Name and function of individual* | Ernesto Bertarelli, non-executive Member of the Board of Directors | Type of transaction | Purchase | Type of securities | Registered Shares | Quantity | not yet known | Price | not yet known | Amount | CHF 262'500.00 |
Date of transaction | 11-Nov-08 | Name and function of individual* | William G. Parrett, non-executive Member of the Board of Directors | Type of transaction | Purchase | Type of securities | Registered Shares | Quantity | 2'000 | Price | USD 13.5863 | Amount | USD 27'172.6 |
Date of transaction | 6-Nov-08 | Name and function of individual* | Rainer-Marc Frey, non-executive Member of the Board of Directors | Type of transaction | Sale | Type of securities | Registered Shares | Quantity | 1'000'000 | Price | CHF 17.74 | Amount | CHF 17'740'000 |
Date of transaction | 5-Nov-08 | Name and function of individual* | Marten Hoekstra, Member of the Group Executive Board | Type of transaction | Sale | Type of securities | Registered Shares | Quantity | 45'575 | Price | USD 16.62 | Amount | USD 757'456.5 |
Date of transaction | 17-Sep-08 | Name and function of individual* | Peter Spuhler, non-executive Member of the Board of Directors | Type of transaction | Purchase | Type of securities | Registered Shares | Quantity | 100'000 | Price | CHF 18.7 | Amount | CHF 1'870'000 |
Date of transaction | 16-Sep-08 | Name and function of individual* | Peter Spuhler, non-executive Member of the Board of Directors | Type of transaction | Purchase | Type of securities | Registered Shares | Quantity | 98'076 | Price | CHF 17 | Amount | CHF 1'667'292 |
Date of transaction | 8-Aug-08 | Name and function of individual* | Peter Spuhler, non-executive Member of the Board of Directors | Type of transaction | Purchase | Type of securities | Registered Shares | Quantity | 38'593 | Price | CHF 21.48 | Amount | CHF 828'977.64 |
Date of transaction | 9-Jun-08 | Name and function of individual* | Gabrielle Kaufmann-Kohler, non-executive Member of the Board of Directors | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 4'578 | Price | CHF 21 | Amount | CHF 96'138 |
Date of transaction | 9-Jun-08 | Name and function of individual* | Gabrielle Kaufmann-Kohler, non-executive Member of the Board of Directors | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 147 | Price | CHF 21 | Amount | CHF 3'087 |
Date of transaction | 9-Jun-08 | Name and function of individual* | Peter Spuhler, non-executive Member of the Board of Directors | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 78'274 | Price | CHF 21 | Amount | CHF 1'643'754 |
Date of transaction | 9-Jun-08 | Name and function of individual* | Peter Spuhler, non-executive Member of the Board of Directors | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 15'925 | Price | CHF 21 | Amount | CHF 334'425 |
Date of transaction | 9-Jun-08 | Name and function of individual* | Ernesto Bertarelli, non-executive Member of the Board of Directors | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 23'191 | Price | CHF 21 | Amount | CHF 487'011 |
Date of transaction | 6-Jun-08 | Name and function of individual* | Gabrielle Kaufmann-Kohler, non-executive Member of the Board of Directors | Type of transaction | Purchase | Type of securities | Subscription Rights | Quantity | 5 | Price | CHF 1.45 | Amount | CHF 7.25 |
Date of transaction | 6-Jun-08 | Name and function of individual* | Rory Tapner, Member of the Group Executive Board | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 209'447 | Price | CHF 21 | Amount | CHF 4'398'387 |
Date of transaction | 6-Jun-08 | Name and function of individual* | Rory Tapner, Member of the Group Executive Board | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 8 | Price | CHF 1.70 | Amount | approx. CHF 13.60 |
Date of transaction | 6-Jun-08 | Name and function of individual* | Alexander Wilmot-Sitwell, Member of the Group Executive Board | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 24'052 | Price | CHF 21 | Amount | CHF 505'092 |
Date of transaction | 6-Jun-08 | Name and function of individual* | Alexander Wilmot-Sitwell, Member of the Group Executive Board | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 16 | Price | approx. CHF 1.40 | Amount | CHF 22.40 |
Date of transaction | 5-Jun-08 | Name and function of individual* | Marten Hoekstra, Member of the Group Executive Board | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 33'110 | Price | CHF 21 | Amount | CHF 695'310 |
Date of transaction | 5-Jun-08 | Name and function of individual* | Marten Hoekstra, Member of the Group Executive Board | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 19 | Price | USD 1.83 | Amount | USD 34.77 |
Date of transaction | 5-Jun-08 | Name and function of individual* | Marten Hoekstra, Member of the Group Executive Board | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 10 | Price | USD 1.73 | Amount | USD 17.30 |
Date of transaction | 5-Jun-08 | Name and function of individual* | Rolf A. Meyer, non-executive Member of the Board of Directors | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 24'416 | Price | CHF 21 | Amount | CHF 512'736 |
Date of transaction | 5-Jun-08 | Name and function of individual* | Rolf A. Meyer, non-executive Member of the Board of Directors | Type of transaction | Purchase | Type of securities | Subscription Rights | Quantity | 14 | Price | CHF 1.20 | Amount | CHF 16.80 |
Date of transaction | 5-Jun-08 | Name and function of individual* | Elisabeth Meyer, closely related person | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 1'099 | Price | CHF 21 | Amount | CHF 23'079 |
Date of transaction | 5-Jun-08 | Name and function of individual* | Joe Scoby, Member of the Group Executive Board | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 98'385 | Price | CHF 21 | Amount | CHF 2'066'085 |
Date of transaction | 5-Jun-08 | Name and function of individual* | John Arthur Fraser, Member of the Group Executive Board | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 7'000 | Price | CHF 21 | Amount | CHF 147'000 |
Date of transaction | 5-Jun-08 | Name and function of individual* | John Arthur Fraser, Member of the Group Executive Board | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 150'403 | Price | approx. CHF 1.87 | Amount | CHF 281'476 |
Date of transaction | 5-Jun-08 | Name and function of individual* | Jerker Johansson, Member of the Group Executive Board | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 16 | Price | approx. CHF 1.40 | Amount | CHF 22.40 |
Date of transaction | 5-Jun-08 | Name and function of individual* | Joe Scoby, Member of the Group Executive Board | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 65'618 | Price | CHF 21 | Amount | CHF 1'377'978 |
Date of transaction | 4-Jun-08 | Name and function of individual* | Jerker Johansson, Member of the Group Executive Board | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 52'248 | Price | CHF 21 | Amount | CHF 1'097'208 |
Date of transaction | 3-Jun-08 | Name and function of individual* | Peter Voser, non-executive Member of the Board of Directors | Type of transaction | Purchase | Type of securities | Subscription Rights | Quantity | 13 | Price | CHF 1.43 | Amount | CHF 18.59 |
Date of transaction | 3-Jun-08 | Name and function of individual* | Peter Voser, non-executive Member of the Board of Directors | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 7'994 | Price | CHF 21 | Amount | CHF 167'874 |
Date of transaction | 2-Jun-08 | Name and function of individual* | John Arthur Fraser, Member of the Group Executive Board | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 170'404 | Price | CHF 1.16 | Amount | CHF 197'668.64 |
Date of transaction | 2-Jun-08 | Name and function of individual* | John Arthur Fraser, Member of the Group Executive Board | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 7'096 | Price | CHF 1.01 | Amount | CHF 7'166.96 |
Date of transaction | 2-Jun-08 | Name and function of individual* | Alexander Wilmot-Sitwell, Member of the Group Executive Board | Type of transaction | Purchase | Type of securities | Subscription Rights | Quantity | 17'000 | Price | CHF 1.11 | Amount | CHF 18'870 |
Date of transaction | 30-May-08 | Name and function of individual* | Stephan Haeringer, executive Member of the Board of Directors | Type of transaction | Purchase | Type of securities | Registered Shares | Quantity | 4 | Price | CHF 25.88 | Amount | CHF 103.50 |
Date of transaction | 29-May-08 | Name and function of individual* | Peter Kurer, Chairman | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 107'590 | Price | CHF 21 | Amount | CHF 2'259'390 |
Date of transaction | 29-May-08 | Name and function of individual* | Peter Kurer, Chairman | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 18 | Price | approx. CHF 1.62 | Amount | CHF 29.08 |
Date of transaction | 29-May-08 | Name and function of individual* | Susi Kurer, closely related person | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 280 | Price | CHF 21 | Amount | CHF 5'880 |
Date of transaction | 29-May-08 | Name and function of individual* | Robert Wolf, Member of the Group Executive Board | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 61'369 | Price | CHF 21 | Amount | CHF 1'288'749 |
Date of transaction | 29-May-08 | Name and function of individual* | Robert Wolf, Member of the Group Executive Board | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 112'364 | Price | CHF 21 | Amount | CHF 2'359'644 |
Date of transaction | 29-May-08 | Name and function of individual* | Sergio Marchionne, non-executive Member of the Board of Directors | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 22'799 | Price | CHF 21 | Amount | CHF 478'779 |
Date of transaction | 29-May-08 | Name and function of individual* | Lawrence A. Weinbach, non-executive Member of the Board of Directors | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 504 | Price | CHF 21 | Amount | CHF 10'584 |
Date of transaction | 29-May-08 | Name and function of individual* | Lawrence A. Weinbach, non-executive Member of the Board of Directors | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 62'141 | Price | approx. CHF 1.67 | Amount | CHF 103'775.45 |
Date of transaction | 29-May-08 | Name and function of individual* | Stephan Haeringer, executive Member of the Board of Directors | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 4'441 | Price | approx. CHF 1.59 | Amount | CHF 7'061.20 |
Date of transaction | 29-May-08 | Name and function of individual* | Raoul Weil, Member of the Group Executive Board | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 211'857 | Price | approx. CHF 1.75 | Amount | CHF 370'739.38 |
Date of transaction | 29-May-08 | Name and function of individual* | Raoul Weil, Member of the Group Executive Board | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 28'619 | Price | approx. CHF 1.78 | Amount | CHF 50'941.80 |
Date of transaction | 29-May-08 | Name and function of individual* | Raoul Weil, Member of the Group Executive Board | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 19'502 | Price | CHF 21 | Amount | CHF 409'542 |
Date of transaction | 28-May-08 | Name and function of individual* | John Arthur Fraser, Member of the Group Executive Board | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 228'908 | Price | CHF 1.75 | Amount | CHF 400'589 |
Date of transaction | 27-May-08 | Name and function of individual* | Joerg Wolle, non-executive Member of the Board of Directors | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 10'759 | Price | CHF 21 | Amount | CHF 225'939 |
Date of transaction | 27-May-08 | Name and function of individual* | Joerg Wolle, non-executive Member of the Board of Directors | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 10 | Price | CHF 1.53 | Amount | CHF 15.30 |
Date of transaction | 27-May-08 | Name and function of individual* | Christine Haeringer, closely related person | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 720 | Price | CHF 1.71 | Amount | CHF 1231.20 |
Date of transaction | 27-May-08 | Name and function of individual* | Stephan Haeringer, executive Member of the Board of Directors | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 65'632 | Price | CHF 1.70 | Amount | CHF 111'574.40 |
Date of transaction | 27-May-08 | Name and function of individual* | Stephan Haeringer, executive Member of the Board of Directors | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 280'000 | Price | CHF 1.85 | Amount | CHF 518'000 |
Date of transaction | 27-May-08 | Name and function of individual* | Stephan Haeringer, executive Member of the Board of Directors | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 100'000 | Price | CHF 1.85 | Amount | CHF 185'000 |
Date of transaction | 27-May-08 | Name and function of individual* | Walter Stuerzinger, Member of the Group Executive Board | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 76'972 | Price | CHF 21 | Amount | CHF 1'616'412 |
Date of transaction | 27-May-08 | Name and function of individual* | Walter Stuerzinger, Member of the Group Executive Board | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 2 | Price | CHF 1.70 | Amount | CHF 3.40 |
Date of transaction | 27-May-08 | Name and function of individual* | Walter Stuerzinger, Member of the Group Executive Board | Type of transaction | Purchase | Type of securities | Subscription Rights | Quantity | 8 | Price | CHF 1.85 | Amount | CHF 14.80 |
Date of transaction | 27-May-08 | Name and function of individual* | Alexander Wilmot-Sitwell, Member of the Group Executive Board | Type of transaction | Purchase | Type of securities | Subscription Rights | Quantity | 21'000 | Price | CHF 1.69 | Amount | CHF 35'490 |
Date of transaction | 27-May-08 | Name and function of individual* | Alexander Wilmot-Sitwell, Member of the Group Executive Board | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 335'938 | Price | CHF 1.71 | Amount | CHF 574'454 |
Date of transaction | 27-May-08 | Name and function of individual* | Helmut Panke, non-executive Member of the Board of Directors | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 3 | Price | approx. CHF 1.70 | Amount | approx. CHF 5.10 |
Date of transaction | 27-May-08 | Name and function of individual* | Helmut Panke, non-executive Member of the Board of Directors | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 8'288 | Price | CHF 21 | Amount | CHF 174'048 |
Date of transaction | 27-May-08 | Name and function of individual* | Marco Suter, Member of the Group Executive Board | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 42'875 | Price | CHF 21 | Amount | CHF 900'375 |
Date of transaction | 27-May-08 | Name and function of individual* | Marco Suter, Member of the Group Executive Board | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 122'506 | Price | CHF 1.85 | Amount | CHF 226'636.10 |
Date of transaction | 27-May-08 | Name and function of individual* | Marco Suter, Member of the Group Executive Board | Type of transaction | Sale | Type of securities | Subscription Rights | Quantity | 6 | Price | CHF 1.72 | Amount | CHF 10.32 |
Date of transaction | 27-May-08 | Name and function of individual* | Marco Suter, Member of the Group Executive Board | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 889 | Price | CHF 21 | Amount | CHF 18'669 |
Date of transaction | 27-May-08 | Name and function of individual* | Marco Suter, Member of the Group Executive Board | Type of transaction | Purchase | Type of securities | Subscription Rights | Quantity | 8 | Price | CHF 1.53 | Amount | CHF 12.24 |
Date of transaction | 27-May-08 | Name and function of individual* | Marcel Rohner, Group CEO | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 184'429 | Price | CHF 21 | Amount | CHF 3'873'009 |
Date of transaction | 26-May-08 | Name and function of individual* | Stephan Haeringer, executive Member of the Board of Directors | Type of transaction | Purchase (by exercise of subscription rights) | Type of securities | Registered Shares | Quantity | 12'943 | Price | CHF 21 | Amount | CHF 271'803 |
Date of transaction | 23-May-08 | Name and function of individual* | Alexander Wilmot-Sitwell, Member of the Group Executive Board | Type of transaction | Sale | Type of securities | Registered Shares | Quantity | 18'331 | Price | CHF 30.90 | Amount | CHF 566'428 |
Date of transaction | 7-May-08 | Name and function of individual* | Executive member of the board of directors / member of senior management | Type of transaction | Sale | Type of securities | other | Quantity | 41'421 | Price | CHF 1.73 | Amount | CHF 71'658.33 |
Date of transaction | 30-Apr-08 | Name and function of individual* | Executive member of the board of directors / member of senior management | Type of transaction | Sale | Type of securities | other | Quantity | 446'352 | Price | CHF 1.74 | Amount | CHF 776'652.48 |
Date of transaction | 14-Mar-08 | Name and function of individual* | Non-executive member of the board of directors | Type of transaction | Purchase | Type of securities | Equity | Quantity | 80'000 | Price | CHF 30.44 | Amount | CHF 2'435'200 |
Date of transaction | 28-Feb-08 | Name and function of individual* | Non-executive member of the board of directors | Type of transaction | Purchase | Type of securities | Equity | Quantity | 40'000 | Price | CHF 36.00 | Amount | CHF 1'440'000 |
Date of transaction | 20-Feb-08 | Name and function of individual* | Non-executive member of the board of directors | Type of transaction | Purchase | Type of securities | Equity | Quantity | 6'900 | Price | CHF 36.23 | Amount | CHF 249'987 |
Date of transaction | 15-Feb-08 | Name and function of individual* | Non-executive member of the board of directors | Type of transaction | Purchase | Type of securities | Equity | Quantity | 40'000 | Price | CHF 35.00 | Amount | CHF 1'400'000 |
